Back to Ethical and Professional Standards

End-of-Module Quiz

Ethical and Professional Standards — 5 questions

Q1

According to Standard II(A) Material Nonpublic Information, a member who possesses material nonpublic information should:

Q2

The primary purpose of the CFA Institute Code of Ethics is to:

Q3

Standard VI(B) Priority of Transactions requires that:

Q4

Under Standard III(B) Fair Dealing, when a firm changes its recommendation on a security, it should:

Q5

A CFA candidate uses the designation 'CFA Level II Candidate' on her business card. This is: